Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access
  • Access by Xinjiang University

Operator lift of the Reshetikhin-Turaev formalism to Khovanov-Rozansky topological quantum field theory

Dmitry Galakhov*, Elena Lanina, and Alexei Morozov

  • *Contact author: d.galakhov.pion@gmail.com; galakhov@itep.ru
  • Contact author: lanina.en@phystech.edu
  • Contact author: morozov@itep.ru

Phys. Rev. D 113, 026013 – Published 26 January, 2026

DOI: https://doi.org/10.1103/dhrr-wjgb

Abstract

Topological quantum field theory (TQFT) is a powerful tool to describe homologies, which normally involve complexes and a variety of maps/morphisms, what makes a functional integration approach with a sum over a single kind of map seemingly problematic. In TQFT this problem is overcome by exploiting the rich set of zero modes of BRST operators, which appear sufficient to describe complexes. We explain what this approach looks like for the important class of Khovanov-Rozansky (KR) cohomologies, which categorify the observables (Wilson lines or knot polynomials) in 3D Chern-Simons theory. We develop a construction of odd differential operators, associated with all link diagrams, including tangles with open ends. These operators become nilpotent only for a diagram with no external legs, but even for open tangles one can develop a factorization formalism, which preserves Reidemeister/topological invariance—the symmetry of the problem. This technique seems much more “physical” than the conventional language of homological algebra and should have many applications to various problems beyond Chern-Simons theory. We also hope that this language will provide efficient algorithms, and finally allow one to computerize the calculation of KR cohomologies—for closed diagrams and for open tangles.

View figure in article

Physics Subject Headings (PhySH)

Article Text

References (75)

  1. M. Khovanov and L. Rozansky, Matrix factorizations and link homology, arXiv:math/0401268.
  2. M. Khovanov and L. Rozansky, Matrix factorizations and link homology II, Geom. Topol. 12, 1387 (2008).
  3. N. Carqueville and D. Murfet, Computing Khovanov–Rozansky homology and defect fusion, Algebr. Geom. Topol. 14, 489 (2014).
  4. V. Dolotin and A. Morozov, Introduction to Khovanov homologies. III. A new and simple tensor-algebra construction of Khovanov-Rozansky invariants, Nucl. Phys. B878, 12 (2014).
  5. H. Wu, A colored sl(N)-homology for links in S3, Dissertationes Math. 499, 1 (2014).
  6. P. Freyd, D. Yetter, J. Hoste, W. B. R. Lickorish, K. Millett, and A. Ocneanu, A new polynomial invariant of knots and links, Bull. Am. Math. Soc. 12, 239 (1985).
  7. N. Y. Reshetikhin and V. G. Turaev, Ribbon graphs and their invariants derived from quantum groups, Commun. Math. Phys. 127, 1 (1990).
  8. N. Reshetikhin and V. G. Turaev, Invariants of three manifolds via link polynomials and quantum groups, Inventiones Mathematicae 103, 547 (1991).
  9. E. Witten, Chern-Simons gauge theory as a string theory, Progr. Math. 133, 637 (1995).
  10. S. Gukov, A. S. Schwarz, and C. Vafa, Khovanov-Rozansky homology and topological strings, Lett. Math. Phys. 74, 53 (2005).
  11. N. M. Dunfield, S. Gukov, and J. Rasmussen, The superpolynomial for knot homologies, Exp. Math. 15, 129 (2006).
  12. E. Witten, Khovanov homology and gauge theory, arXiv:1108.3103.
  13. M. Aganagic and S. Shakirov, Knot homology and refined Chern-Simons index, Commun. Math. Phys. 333, 187 (2015).
  14. M. Aganagic and S. Shakirov, Refined Chern-Simons theory and knot homology, Proc. Symp. Pure Math. 85, 3 (2012).
  15. A. Anokhina and A. Morozov, Towards R-matrix construction of Khovanov-Rozansky polynomials. I. Primary T-deformation of HOMFLY, J. High Energy Phys. 07 (2014) 063.
  16. A. Morozov, A. Morozov, and A. Popolitov, On matrix-model approach to simplified Khovanov–Rozansky calculus, Phys. Lett. B 749, 309 (2015).
  17. S. Gukov, P. Putrov, and C. Vafa, Fivebranes and 3-manifold homology, J. High Energy Phys. 07 (2017) 071.
  18. K. Dasgupta, V. Errasti Díez, P. Ramadevi, and R. Tatar, Knot invariants and M-theory: Hitchin equations, Chern-Simons actions, and surface operators, Phys. Rev. D 95, 026010 (2017).
  19. S. Arthamonov and S. Shakirov, Genus two generalization of A1 spherical DAHA, Sel. Math. Sov. 25, 17 (2019).
  20. S. Gukov, D. Pei, P. Putrov, and C. Vafa, BPS spectra and 3-manifold invariants, J. Knot Theory Ramif. 29, 2040003 (2020).
  21. A. Anokhina, Towards catastrophe theory for Khovanov–Rozansky homology, JETP Lett. 119, 479 (2024).
  22. A. Anokhina, E. Lanina, and A. Morozov, Khovanov-Rozansky cycle calculus for bipartite links, Eur. Phys. J. C 85, 1185 (2025).
  23. H. Wu, Equivariant colored sl(N)-homology for links, J. Knot Theory Ramif. 21, 1250012 (2012).
  24. D. Krasner, Equivariant sl(n)-link homology, Algebraic Geom. Topol. 10, 1 (2010).
  25. H. Murakami, T. Ohtsuki, and S. Yamada, HOMFLY polynomial via an invariant of colored plane graphs, Enseignement Math. 44, 325 (1998), https://www.e-periodica.ch/digbib/view?pid=ens-001%3A1998%3A44%3A%3A464.
  26. E. Witten, Fivebranes and knots, arXiv:1101.3216.
  27. D. Gaiotto and E. Witten, Knot invariants from four-dimensional gauge theory, Adv. Theor. Math. Phys. 16, 935 (2012).
  28. D. Gaiotto, G. W. Moore, and E. Witten, Algebra of the infrared: String field theoretic structures in massive N=(2,2) field theory in two dimensions, arXiv:1506.04087.
  29. D. Galakhov and G. W. Moore, Comments on the two-dimensional Landau-Ginzburg approach to link homology, arXiv:1607.04222.
  30. D. Galakhov, Why is Landau-Ginzburg link cohomology equivalent to Khovanov homology?, J. High Energy Phys. 05 (2019) 085.
  31. D. Galakhov, On supersymmetric interface defects, brane parallel transport, order-disorder transition and homological mirror symmetry, J. High Energy Phys. 10 (2020) 076.
  32. M. Aganagic, Knot categorification from mirror symmetry part I: Coherent sheaves, Adv. Theor. Math. Phys. 28, 1151 (2024).
  33. M. Aganagic, Knot categorification from mirror symmetry, Part II: Lagrangians, arXiv:2105.06039.
  34. M. Aganagic, E. LePage, and M. Rapcak, Homological link invariants from Floer theory, arXiv:2305.13480.
  35. E. Witten, Supersymmetry and Morse theory, J. Diff. Geom. 17, 661 (1982).
  36. M. Khovanov, sl(3) link homology, Algebraic Geom. Topol. 4, 1045 (2004).
  37. M. Mackaay, M. Stošić, and P. Vaz, sl(N)–link homology N4 using foams and the Kapustin–Li formula, Geom. Topol. 13, 1075 (2009).
  38. S. Chun, S. Gukov, and D. Roggenkamp, Junctions of surface operators and categorification of quantum groups, arXiv:1507.06318.
  39. A. D. Lauda, H. Queffelec, and D. E. Rose, Khovanov homology is a skew Howe 2–representation of categorified quantum sl(m), Algebraic Geom. Topol. 15, 2517 (2015).
  40. H. Queffelec and D. E. Rose, The sl(n) foam 2-category: A combinatorial formulation of Khovanov–Rozansky homology via categorical skew Howe duality, Adv. Math. 302, 1251 (2016).
  41. N. Carqueville, I. Runkel, and G. Schaumann, Line and surface defects in Reshetikhin–Turaev TQFT, Quantum Topol. 10, 399 (2018).
  42. M. Khovanov, A categorification of the Jones polynomial, Duke Math. J. 101, 359 (2000).
  43. V. Dolotin and A. Morozov, Introduction to Khovanov homologies. I. Unreduced Jones superpolynomial, J. High Energy Phys. 01 (2013) 065.
  44. V. Dolotin and A. Morozov, Introduction to Khovanov homologies. II. Reduced Jones superpolynomials, J. Phys. Conf. Ser. 411, 012013 (2013).
  45. D. Krasner, A computation in Khovanov-Rozansky homology, arXiv:0801.4018.
  46. A. Anokhina, E. Lanina, and A. Morozov, Planar decomposition of the HOMFLY polynomial for bipartite knots and links, Eur. Phys. J. C 84, 990 (2024).
  47. A. Anokhina, E. Lanina, and A. Morozov, Planar decomposition of bipartite HOMFLY polynomials in symmetric representations, Phys. Rev. D 111, 046018 (2025).
  48. A. Anokhina, E. Lanina, and A. Morozov, Bipartite expansion beyond biparticity, Nucl. Phys. B1014, 116881 (2025).
  49. A. Kapustin and Y. Li, D branes in Landau-Ginzburg models and algebraic geometry, J. High Energy Phys. 12 (2003) 005.
  50. A. Kapustin and Y. Li, Topological correlators in Landau-Ginzburg models with boundaries, Adv. Theor. Math. Phys. 7, 727 (2003).
  51. A. Kapustin and Y. Li, D-branes in topological minimal models: The Landau-Ginzburg approach, J. High Energy Phys. 07 (2004) 045.
  52. K. Hori and M. Romo, Exact results in two-dimensional (2,2) supersymmetric gauge theories with boundary, arXiv:1308.2438.
  53. M. Herbst, K. Hori, and D. Page, Phases Of N=2 theories in 1+1 dimensions with boundary, arXiv:0803.2045.
  54. M. Khovanov and L. Rozansky, Topological Landau-Ginzburg models on a world-sheet foam, Adv. Theor. Math. Phys. 11, 233 (2007).
  55. I. Brunner, M. Herbst, W. Lerche, and B. Scheuner, Landau-Ginzburg realization of open string TFT, J. High Energy Phys. 11 (2006) 043.
  56. I. Brunner, M. Herbst, W. Lerche, and J. Walcher, Matrix factorizations and mirror symmetry: The cubic curve, J. High Energy Phys. 11 (2006) 006.
  57. L. H. Kauffman and P. Vogel, Link polynomials and a graphical calculus, J. Knot Theory Ramif. 01, 59 (1992).
  58. C. A. Weibel, Chain Complexes, Cambridge Studies in Advanced Mathematics (Cambridge University Press, Cambridge, England, 1994), p. 1–29.
  59. D. Bar-Natan, Khovanov’s homology for tangles and cobordisms, Geom. Topol. 9, 1443 (2005).
  60. D. Bar-Natan, Fast Khovanov homology computations, J. Knot Theory Ramif. 16, 243 (2007).
  61. R. Horodecki, P. Horodecki, M. Horodecki, and K. Horodecki, Quantum entanglement, Rev. Mod. Phys. 81, 865 (2009).
  62. D. Melnikov, A. Mironov, S. Mironov, A. Morozov, and A. Morozov, From topological to quantum entanglement, J. High Energy Phys. 05 (2019) 116.
  63. A. Mironov, A. Morozov, and A. Morozov, Character expansion for HOMFLY polynomials. II. Fundamental representation. Up to five strands in braid, J. High Energy Phys. 03 (2012) 034.
  64. P. Dunin-Barkowski, A. Mironov, A. Morozov, A. Sleptsov, and A. Smirnov, Superpolynomials for torus knots from evolution induced by cut-and-join operators, J. High Energy Phys. 03 (2013) 021.
  65. P. Dunin-Barkowski, A. Popolitov, and S. Popolitova, Evolution for Khovanov polynomials for figure-eight-like family of knots, Int. J. Mod. Phys. A 37, 2250216 (2022).
  66. A. Anokhina, A. Morozov, and A. Popolitov, Nimble evolution for pretzel Khovanov polynomials, Eur. Phys. J. C 79, 867 (2019).
  67. A. Anokhina and A. Morozov, Cabling procedure for the colored HOMFLY polynomials, Teor. Mat. Fiz. 178, 3 (2014).
  68. B. Cooper and V. Krushkal, Categorification of the Jones–Wenzl projectors, Quantum Topol. 3, 139 (2012).
  69. B. Webster, Knot invariants and higher representation theory, Mem. Am. Math. Soc. 250, 133 (2017).
  70. L. Kauffman, State models and the Jones polynomial, Topology 26, 395 (1987).
  71. S. Garoufalidis and X. Sun, The C-polynomial of a knot, Algebraic Geom. Topol. 6, 1623 (2006).
  72. A. Mironov and A. Morozov, Algebra of quantum C-polynomials, J. High Energy Phys. 02 (2021) 142.
  73. D. Galakhov and A. Morozov, On geometric bases for quantum A-polynomials of knots, Phys. Lett. B 860, 139139 (2025).
  74. D. Galakhov and A. Morozov, On geometric bases for A-polynomials II: su3 and Kuberberg bracket, Eur. Phys. J. C 85, 915 (2025).
  75. K. Hori, S. Katz, A. Klemm, R. Pandharipande, R. Thomas, C. Vafa, R. Vakil, and E. Zaslow, Mirror Symmetry, Vol. 1 of Clay Mathematics Monographs (AMS, Providence, 2003).

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation