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First-principles theory of direct-gap optical emission in hexagonal Ge and its enhancement via strain engineering
Phys. Rev. Materials 10, 044603 – Published 21 April, 2026
DOI: https://doi.org/10.1103/4m4m-84p3
Abstract
The emergence of hexagonal Ge (2H-Ge) as a candidate direct-gap group-IV semiconductor for Si photonics mandates a rigorous understanding of its optoelectronic properties. Theoretical predictions of a “pseudodirect” band gap, characterized by weak oscillator strength, contrast with a claimed high radiative recombination coefficient comparable to conventional (cubic) InAs. We compute in 2H-Ge from first principles and quantify its dependence on temperature, carrier density, and strain. For unstrained 2H-Ge, our calculated spontaneous emission spectra corroborate that measured photoluminescence corresponds to direct-gap emission, but with being approximately three orders of magnitude lower than in InAs. We confirm a pseudodirect-to-direct-gap transition under [0001] uniaxial tension, which can enhance by up to 3 orders of magnitude, making it comparable to that of InAs. Beyond quantifying the strong enhancement of via strain engineering, our analysis suggests the dominance of additional, as-yet unquantified recombination mechanisms in this nascent material.
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