- Editors' Suggestion
- Access by Xinjiang University
Stability of propagating plane inertial waves in rotating fluids
Phys. Rev. Fluids 11, 024802 – Published 11 February, 2026
DOI: https://doi.org/10.1103/cj4y-ygk9
Abstract
Inertial waves transport energy and momentum in rotating fluids and are a major contributor to mixing and tidal dissipation in Earth's oceans, gaseous planets, and stellar interiors. However, their stability and breakdown mechanisms are not fully understood. We examine the linear stability and nonlinear breakdown of finite-amplitude propagating plane inertial waves using Floquet theory and direct numerical simulations. The Floquet analysis generalizes previous studies as it is valid for arbitrary perturbation wavelengths and primary wave amplitudes. We find that the wave vector orientation of the most unstable perturbations depends strongly on the wave frequency and weakly on the wave amplitude. The most unstable perturbations have wavelengths that are small relative to the primary wave wavelength for low wave amplitudes, but become comparable for large wave amplitudes. We then use direct numerical simulations to follow the nonlinear breakdown of the wave and examine how the wave energy is either dissipated in a forward cascade or accumulated into long-lived geostrophic modes. Simulations reveal that the conversion efficiency into geostrophic modes increases with increasing wave amplitude, as expected for pumping of geostrophic modes by nearly resonant triadic interactions. We also find that the conversion efficiency increases with decreasing primary wave frequency, which may be due to the more efficient coupling of quasi-2D waves to geostrophic modes. These results on the stability and breakdown of single plane inertial waves provide an additional foundation for understanding the role of inertial waves in rotating turbulence, transport properties of inertial wave beams, and inertial wave propagation in more complex environments such as those with magnetic fields or shear flows.
Physics Subject Headings (PhySH)
Article Text
References (64)
- H. P. Greenspan, The Theory of Rotating Fluids, Cambridge Monographs on Mechanics (Cambridge University Press, London, Great Britain at the University Printing House, 1968).
- C. Staquet and J. Sommeria, Internal gravity waves: From instabilities to turbulence, Annu. Rev. Fluid Mech. 34, 559 (2002).
- P. A. Davidson, Y. Kaneda, and K. R. Sreenivasan, Ten Chapters in Turbulence (Cambridge University Press, Cambridge, England, 2012).
- F. S. Godeferd and F. Moisy, Structure and dynamics of rotating turbulence: A review of recent experimental and numerical results, Appl. Mech. Rev. 67, 030802 (2015).
- M. H. Alford, J. A. MacKinnon, H. L. Simmons, and J. D. Nash, Near-inertial internal gravity waves in the ocean, Annu. Rev. Mar. Sci. 8, 95 (2016).
- S. Joubaud, S. Boury, and P. Odier, Internal gravity waves versus inertial waves in the laboratory, Comptes Rendus. Physique 25, 509 (2024).
- B. Favier, A. J. Barker, C. Baruteau, and G. I. Ogilvie, Non-linear evolution of tidally forced inertial waves in rotating fluid bodies, Mon. Not. R. Astron. Soc. 439, 845 (2014).
- A. Astoul and A. J. Barker, The effects of non-linearities on tidal flows in the convective envelopes of rotating stars and planets in exoplanetary systems, Mon. Not. R. Astron. Soc. 516, 2913 (2022).
- A. Astoul and A. J. Barker, Tidally excited inertial waves in stars and planets: Exploring the frequency-dependent and averaged dissipation with nonlinear simulations, ApJL 955, L23 (2023).
- M. Rovira-Navarro, M. Rieutord, T. Gerkema, L. R. M. Maas, W. van der Wal, and B. Vermeersen, Do tidally-generated inertial waves heat the subsurface oceans of Europa and Enceladus? Icarus 321, 126 (2019).
- R. R. Kerswell, Elliptical instability, Annu. Rev. Fluid Mech. 34, 83 (2002).
- G. I. Ogilvie and D. N. C. Lin, Tidal dissipation in rotating giant planets, Astrophys. J. 610, 477 (2004).
- G. I. Ogilvie and D. N. C. Lin, Tidal dissipation in rotating solar-type stars, Astrophys. J. 661, 1180 (2007).
- E. Bolmont and S. Mathis, Effect of the rotation and tidal dissipation history of stars on the evolution of close-in planets, Celest. Mech. Dyn. Astron. 126, 275 (2016).
- V. Lainey, L. G. Casajus, J. Fuller, M. Zannoni, P. Tortora, N. Cooper, C. Murray, D. Modenini, R. S. Park, V. Robert, and Q. Zhang, Resonance locking in giant planets indicated by the rapid orbital expansion of Titan, Nat. Astron. 4, 1053 (2020).
- A. J. Barker, Tidal dissipation in evolving low-mass and solar-type stars with predictions for planetary orbital decay, Mon. Not. R. Astron. Soc. 498, 2270 (2020).
- A. J. Barker, Tidal dissipation due to inertial waves can explain the circularization periods of solar-type binaries, ApJ 927, L36 (2022).
- M. Jochum, B. P. Briegleb, G. Danabasoglu, W. G. Large, N. J. Norton, S. R. Jayne, M. H. Alford, and F. O. Bryan, The impact of oceanic near-inertial waves on climate, J. Clim. 26, 2833 (2013).
- B. Löptien, L. Gizon, A. C. Birch, J. Schou, B. Proxauf, T. L. Duvall, R. S. Bogart, and U. R. Christensen, Global-scale equatorial Rossby waves as an essential component of solar internal dynamics, Nat. Astron. 2, 568 (2018).
- L. Gizon, R. H. Cameron, Y. Bekki, A. C. Birch, R. S. Bogart, A. S. Brun, C. Damiani, D. Fournier, L. Hyest, K. Jain, B. Lekshmi, Z.-C. Liang, and B. Proxauf, Solar inertial modes: Observations, identification, and diagnostic promise, A&A 652, L6 (2021).
- Y. Bekki, R. H. Cameron, and L. Gizon, Theory of solar oscillations in the inertial frequency range: Linear modes of the convection zone, A&A 662, A16 (2022).
- B. W. Hindman and R. Jain, Radial trapping of thermal Rossby waves within the convection zones of low-mass stars, Astrophys. J. 932, 68 (2022).
- K. D. Aldridge and L. I. Lumb, Inertial waves identified in the Earth's fluid outer core, Nature (London) 325, 421 (1987).
- L.-L. Fu, Observations and models of inertial waves in the deep ocean, Rev. Geophys. 19, 141 (1981).
- R. Hummels, M. Dengler, W. Rath, G. R. Foltz, F. Schütte, T. Fischer, and P. Brandt, Surface cooling caused by rare but intense near-inertial wave induced mixing in the tropical Atlantic, Nat. Commun. 11, 3829 (2020).
- A. Zulberti, N. Jones, M. Rayson, and G. Ivey, Mean and turbulent characteristics of a bottom mixing-layer forced by a strong surface tide and large amplitude internal waves, J. Geophys. Res.: Oceans 127, e2020JC017055 (2022).
- A. J. Barker and G. I. Ogilvie, Stability analysis of a tidally excited internal gravity wave near the center of a solar-type star, Mon. Not. R. Astron. Soc. 417, 745 (2011).
- R. P. Mied, The occurrence of parametric instabilities in infinite-amplitude internal gravity waves, J. Fluid Mech. 78, 763 (1976).
- P. G. Drazin, On the instability of an internal gravity wave, Proc. R. Soc. London Ser. A 356, 411 (1977).
- J. Klostermeyer, On parametric instabilities of finite-amplitude gravity waves, J. Fluid Mech. 119, 367 (1982).
- L. J. Sonmor and G. P. Klaassen, Toward a unified theory of gravity wave stability, J. Atmos. Sci. 54, 2655 (1997).
- P. N. Lombard and J. J. Riley, Instability and breakdown of internal gravity waves. I. Linear stability analysis, Phys. Fluids 8, 3271 (1996).
- A. Lifschitz and B. Fabijonas, A new class of instabilities of rotating fluids, Phys. Fluids 8, 2239 (1996).
- T. Miyazaki and A. Lifschitz, Three-dimensional instabilities of standing waves in rotating fluids, J. Phys. Soc. Jpn. 67, 1226 (1998).
- R. R. Kerswell, Secondary instabilities in rapidly rotating fluids: Inertial wave breakdown, J. Fluid Mech. 382, 283 (1999).
- G. Bordes, F. Moisy, T. Dauxois, and P.-P. Cortet, Experimental evidence of a triadic resonance of plane inertial waves in a rotating fluid, Phys. Fluids 24, 014105 (2012).
- L. Jouve and G. I. Ogilvie, Direct numerical simulations of an inertial wave attractor in linear and nonlinear regimes, J. Fluid Mech. 745, 223 (2014).
- M. Brunet, T. Dauxois, and P.-P. Cortet, Linear and nonlinear regimes of an inertial wave attractor, Phys. Rev. Fluids 4, 034801 (2019).
- D. O. Mora, E. Monsalve, M. Brunet, T. Dauxois, and P.-P. Cortet, Three-dimensionality of the triadic resonance instability of a plane inertial wave, Phys. Rev. Fluids 6, 074801 (2021).
- D. S. Abhiram and M. Mathur, Short-wavelength instabilities in a finite-amplitude plane inertial wave, J. Fluid Mech. 982, A22 (2024).
- G. I. Ogilvie and H. N. Latter, Hydrodynamic instability in warped astrophysical discs, Mon. Not. R. Astron. Soc. 433, 2420 (2013).
- A. J. Barker and G. I. Ogilvie, Hydrodynamic instability in eccentric astrophysical discs, Mon. Not. R. Astron. Soc. 445, 2637 (2014).
- C. Cui and H. N. Latter, The saturation of the VSI in protoplanetary discs via parametric instability, Mon. Not. R. Astron. Soc. 512, 1639 (2022).
- L. M. Smith and F. Waleffe, Transfer of energy to two-dimensional large scales in forced, rotating three-dimensional turbulence, Phys. Fluids 11, 1608 (1999).
- K. J. Burns, G. M. Vasil, J. S. Oishi, D. Lecoanet, and B. P. Brown, Dedalus: A flexible framework for numerical simulations with spectral methods, Phys. Rev. Res. 2, 023068 (2020).
- U. M. Ascher, S. J. Ruuth, and R. J. Spiteri, Implicit-explicit Runge-Kutta methods for time-dependent partial differential equations, Appl. Numer. Math. 25, 151 (1997).
- A. J. Barker and Y. Lithwick, Non-linear evolution of the tidal elliptical instability in gaseous planets and stars, Mon. Not. R. Astron. Soc. 435, 3614 (2013).
- A. J. Barker, On turbulence driven by axial precession and tidal evolution of the spin-orbit angle of close-in giant planets, Mon. Not. R. Astron. Soc. 460, 2339 (2016).
- F. Pizzi, G. Mamatsashvili, A. J. Barker, A. Giesecke, and F. Stefani, Interplay between geostrophic vortices and inertial waves in precession-driven turbulence, Phys. Fluids 34, 125135 (2022).
- N. B. de Vries, A. J. Barker, and R. Hollerbach, The interactions of the elliptical instability and convection, Phys. Fluids 35, 024116 (2023).
- A. C. Newell, Rossby wave packet interactions, J. Fluid Mech. 35, 255 (1969).
- L. M. Smith and Y. Lee, On near resonances and symmetry breaking in forced rotating flows at moderate Rossby number, J. Fluid Mech. 535, 111 (2005).
- P. C. di Leoni and P. D. Mininni, Quantifying resonant and near-resonant interactions in rotating turbulence, J. Fluid Mech. 809, 821 (2016).
- T. Le Reun, B. Favier, and M. Le Bars, Evidence of the Zakharov-Kolmogorov spectrum in numerical simulations of inertial wave turbulence, Europhys. Lett. 132, 64002 (2020).
- M. Brunet, B. Gallet, and P.-P. Cortet, Shortcut to geostrophy in wave-driven rotating turbulence: The quartetic instability, Phys. Rev. Lett. 124, 124501 (2020).
- A. Astoul and A. J. Barker, Interplay between tidal flows and magnetic fields in non-linear simulations of stellar and planetary convective envelopes, Mon. Not. R. Astron. Soc. 541, 1575 (2025).
- C. Koudella and C. Staquet, Instability mechanisms of a two-dimensional progressive internal gravity wave, J. Fluid Mech. 548, 165 (2006).
- B. Bourget, T. Dauxois, S. Joubaud, and P. Odier, Experimental study of parametric subharmonic instability for internal plane waves, J. Fluid Mech. 723, 1 (2013).
- B. Bourget, H. Scolan, T. Dauxois, M. Le Bars, P. Odier, and S. Joubaud, Finite-size effects in parametric subharmonic instability, J. Fluid Mech. 759, 739 (2014).
- T. Dauxois, S. Joubaud, P. Odier, and A. Venaille, Instabilities of internal gravity wave beams, Annu. Rev. Fluid Mech. 50, 131 (2018).
- K. Grayson, S. B. Dalziel, and A. G. Lawrie, The long view of triadic resonance instability in finite-width internal gravity wave beams, J. Fluid Mech. 953, A22 (2022).
- C. M. Bender and S. A. Orszag, Advanced Mathematical Methods for Scientists and Engineers I: Asymptotic Methods and Perturbation Theory (Springer Science & Business Media, New York, 1999).
- R. M. Mason and R. R. Kerswell, Chaotic dynamics in a strained rotating flow: A precessing plane fluid layer, J. Fluid Mech. 471, 71 (2002).
- In the cases discussed below and in Fig. 11, where either or , we found that the coefficients and (and hence ) are both real. We have also confirmed this numerically for selected values of , and when evaluating the growth rate based on the analysis in this Appendix.