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Gravitational caloric theory: From early dark energy to a wide variety of gravitational phenomena
Phys. Rev. D 114, 044042 – Published 14 August, 2026
DOI: https://doi.org/10.1103/ckkf-2t3z
Abstract
We propose gravitational caloric theory (GCT)—an extension of general relativity that features a vector field sourced by and nonminimally coupled to the fluid sector while preserving covariant conservation of the standard fluid energy-momentum tensor. Our initial motivation is to trigger early dark energy (EDE) using the total fluid equation of state that encodes the cosmic radiation-matter transition. This mechanism provides a natural resolution of the EDE coincidence problem. The cosmological background dynamics are analyzed in detail by casting the evolution equations into dynamical-system form and, in relevant reduced cases, using Poincaré compactification to uncover the corresponding global phase-space structure. Beyond EDE, GCT admits two novel cosmological applications associated with critical points at infinity. Both arise from a class of energy-canceling solutions in which conventional energy components preferentially excite rather than source spacetime curvature. One is a -canceling solution that realizes the self-tuning mechanism for the old cosmological constant problem. However, the present realization does not reenter the standard hot Big Bang phase and is therefore incomplete. The other is a fluid-canceling solution that serves as the basis for our proposed early static hot Universe. In this scenario, offsets the gravitational effect of ordinary hot gas, yielding quasi-static expansion with a decreasing comoving Hubble radius that can address the horizon problem. This offers an alternative to inflation. Furthermore, its hot ingredient distinguishes this scenario from other quasi-static early Universe models and may leave observable signatures in primordial fluctuations. To probe the viability of GCT beyond cosmology, we further analyze linear perturbations about Minkowski spacetime and investigate static spherically symmetric (strong-field) systems. The perturbative analysis singles out a special parameter point at which the theory is free from instabilities and, under standard asymptotically flat boundary conditions, recovers Newtonian gravity in the Solar System regime and admits six independent luminal gravitational-wave polarizations in the radiative sector. For static spherically symmetric configurations, the solution space exhibits rich structures, including wormholes, naked singularities, and effective -like behavior, whereas no black hole solution other than Schwarzschild is found in the cases analyzed. Our findings reveal a wide variety of nontrivial gravitational phenomena in GCT, underscoring its promise for future investigations.
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The results or plots that support this statement are not shown in this paper.
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As an illustration, in the panel of Fig. 6, the gray dashed curves represent trajectories with , while the arrows still indicate the direction of increasing .
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Note that Fig. 2 is plotted for (matter). Taking (radiation) instead does not alter the qualitative structure of the phase portrait [167].
If is an unstable node, the following ESHU could still be realized in principle, but only at the expense of highly fine-tuned initial conditions. This scenario is not considered in the present work.
This is nontrivial, as the case will be shown below to fail to solve the horizon problem.
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This is a rough description. Section 3c3 presents a model, in which can change by a large factor.
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The axis corresponds to the circular arc in Fig. 2. This expectation hinges on the eigenvectors being precisely aligned with the coordinate axes. If such an alignment is absent, it may be sufficient to require only that be a saddle to realize ESHU.
Mathematically, adopting the conventions in Appendix pp1-s2, Eq. (3.29) gives identically equal to zero, where . This is similar to the behavior of Eq. (3.25) along its center manifold, i.e., the axis [see discussions below Eq. (3.26)]. These two dynamical systems impose opposite stability requirements along the center manifold. One requires the center-manifold direction to be repelling, whereas the other requires it to be attracting. This distinction makes the vanishing flow fatal for Eq. (3.29), but not for Eq. (3.25).
This conclusion applies to the case of constant . A time-varying could lead to different dynamical behavior and deserves separate study.
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As shown in Fig. 8, the contribution from is smaller than that from , and thus is also negligible.
We have not yet demonstrated this conclusion rigorously in numerical calculations due to numerical instabilities. Preliminary calculations [167] suggest that, for the illustrative trajectories shown as the orange dashed curve in Fig. 2, an extremely large may be obtained with and .
In light of the mismatch between the analytic approximation and the numerical evolution in case 1b discussed later, it is necessary to point out that the and examples displayed here are chosen on the same side in the phase portrait as case 1a, corresponding to the orange dashed curve in Fig. 2. The opposite side has not been tested for these parameter points.
This normalization is arbitrary, and the present choice is made for convenience in the discussion below.
In principle, . does not depend on the explicit form of . To see this, start from , which follows from Eq. (a5), and expand near the origin. The first nonzero terms are quadratic, of the form , , and . Since the center-manifold expansion implies near the origin, the terms involving are higher order. Therefore, does not enter the leading term of .
Note that the eigenvector associated with in the system is not aligned with the axis. The approximation reflects the relative scaling between the and coordinates, since the transformation matrix in Eq. (3.43) includes a stretching.
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Note that the vacuum condition does not preclude a point mass, as in the Schwarzschild solution of general relativity.
Because the constant part of can be absorbed by rescaling the time coordinate in Eq. (5.1), the branch can be fixed to without loss of generality.
Solving Eq. (5.6) with Maple (Version 2022) yields this transformation (instead of an explicit solution).
Note that, for numerical integration, Eq. (5.6) is preferable to Eq. (5.7) for two reasons. It avoids the need to reconstruct and remains well behaved at points where vanishes, which indeed occur in the solutions discussed below.
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For the regular analytic branch considered here, if odd powers are included in a more general series, the differential equation itself forces their coefficients to vanish.
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If one assumes that the asymptotic limit of exists and remains finite, then imposing in Eq. (5.7) yields the candidate limits as and as . Although this argument is not a rigorous proof, it provides a useful consistency check on the numerical behavior.
Such near--axis behavior may be useful for diagnosing candidate horizons in the more general system (5.8), where is allowed to vary.
The boundary data are taken to be and for the red trajectories, for the green trajectories, and and for the blue trajectories.
Again, this is not a rigorous proof, since it assumes that and approach finite constants as .
The present analysis does not establish whether these are physical singularities.
The Schwarzschild metric corresponds to the first branch and is discussed in Sec. 5c2.
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One of and may vanish if the degrees of and differ.
This is distinct from the one introduced in Eq. (a8). The same symbol is reused, with its meaning fixed by the dynamical system under consideration.
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