Export citation

Export citation

Choose format for download:

Download Citation
  • Access by Xinjiang University

Global causality constraints in rotating scalar-tensor spacetimes

Bum-Hoon Lee1,2,3,*, Nils A. Nilsson4,5,†, and Somyadip Thakur2,‡

  • *Contact author: bhl@sogang.ac.kr
  • †Contact author: nilsson@ibs.re.kr
  • ‡Contact author: somyadip@sogang.ac.kr

Phys. Rev. D 114, 084027 – Published 8 October, 2026

DOI: https://doi.org/10.1103/3wgy-tzpl

Abstract

Modified gravity is often formulated as an effective field theory (EFT), where higher-order corrections parametrize departures from general relativity (GR). We argue that such corrections should be constrained by the global causal structure of curved spacetime, in addition to the usual flat-space requirements such as positivity and unitarity. We propose that within the domain of validity of the EFT, the onset of closed timelike curves should not happen in a parametrically more accessible region than in the corresponding GR background. We test this diagnostic in the quadratic k-essence sector of scalar-tensor gravity. For stationary and axisymmetric spacetimes, the invariant test for closed axial orbits is the sign of the azimuthal component of the metric gφφ. We supplement this test by requiring a local time function in the space of Killing vectors. We apply these conditions to quadratic k-essence on Kerr-(A)dS backgrounds, with and without scalar charge. The zero-charge branch is exact Kerr-(A)dS, and we treat the charged branch perturbatively in scalar charge and in Hartle-Thorne slow rotation. Expanding for small spin χ=a/(GM)≪1, frame dragging begins at O(χ), while the quadrupolar backreaction relevant for circular closed timelike curves enters at second order in both rotation and charge. We find that, in the truncation used here, any occurrence of gφφ<0 also lies outside EFT control. A higher-order calculation or a fully nonlinear treatment is therefore needed. Finally, we discuss how quasinormal modes and black-hole echoes could probe such causal structure.

Physics Subject Headings (PhySH)

Article Text

References (50)

  1. C. M. Will, The confrontation between general relativity and experiment, Living Rev. Relativity 17, 4 (2014).
  2. A. Bourgoin, A. Hees, S. Bouquillon, C. Le Poncin-Lafitte, G. Francou, and M. C. Angonin, Testing Lorentz symmetry with lunar laser ranging, Phys. Rev. Lett. 117, 241301 (2016).
  3. A. Bourgoin, C. Le Poncin-Lafitte, A. Hees, S. Bouquillon, G. Francou, and M.-C. Angonin, Lorentz symmetry violations from matter-gravity couplings with lunar laser ranging, Phys. Rev. Lett. 119, 201102 (2017).
  4. A. Fienga and O. Minazzoli, Testing theories of gravity with planetary ephemerides, Living Rev. Relativity 27, 1 (2024).
  5. B. P. Abbott et al. (LIGO Scientific and Virgo Collaborations), Observation of gravitational waves from a binary black hole merger, Phys. Rev. Lett. 116, 061102 (2016).
  6. R. Abbott et al. (LIGO Scientific and Virgo Collaborations), GWTC-2: Compact binary coalescences observed by LIGO and Virgo during the first half of the third observing run, Phys. Rev. X 11, 021053 (2021).
  7. R. Abbott et al. (KAGRA, Virgo, and LIGO Scientific Collaborations), GWTC-3: Compact binary coalescences observed by LIGO and Virgo during the second part of the third observing run, Phys. Rev. X 13, 041039 (2023).
  8. M. Maggiore et al., Science case for the Einstein telescope, J. Cosmol. Astropart. Phys. 03 (2020) 050.
  9. D. Reitze et al., Cosmic explorer: The U.S. contribution to gravitational-wave astronomy beyond LIGO, Bull. Am. Astron. Soc. 51, 035 (2019).
  10. E. Barausse et al., Prospects for fundamental physics with LISA, Gen. Relativ. Gravit. 52, 81 (2020).
  11. C. P. Burgess, Quantum gravity in everyday life: General relativity as an effective field theory, Living Rev. Relativity 7, 5 (2004).
  12. J. Martin, Everything you always wanted to know about the cosmological constant problem (but were afraid to ask), C.R. Phys. 13, 566 (2012).
  13. E. Di Valentino et al. (CosmoVerse Collaboration), The CosmoVerse white paper: Addressing observational tensions in cosmology with systematics and fundamental physics, Phys. Dark Universe 49, 101965 (2025).
  14. A. Adams, N. Arkani-Hamed, S. Dubovsky, A. Nicolis, and R. Rattazzi, Causality, analyticity and an IR obstruction to UV completion, J. High Energy Phys. 10 (2006) 014.
  15. C. de Rham, S. Melville, A. J. Tolley, and S.-Y. Zhou, Positivity bounds for scalar field theories, Phys. Rev. D 96, 081702 (2017).
  16. M. Carrillo Gonzalez, C. de Rham, V. Pozsgay, and A. J. Tolley, Causal effective field theories, Phys. Rev. D 106, 105018 (2022).
  17. C. de Rham and A. J. Tolley, Causality in curved spacetimes: The speed of light and gravity, Phys. Rev. D 102, 084048 (2020).
  18. L. Alberte, C. de Rham, S. Jaitly, and A. J. Tolley, Positivity bounds and the massless spin-2 pole, Phys. Rev. D 102, 125023 (2020).
  19. J. Tokuda, K. Aoki, and S. Hirano, Gravitational positivity bounds, J. High Energy Phys. 11 (2020) 054.
  20. S. Melville, Causality and quasi-normal modes in the GREFT, Eur. Phys. J. Plus 139, 725 (2024).
  21. E. Minguzzi, Lorentzian causality theory, Living Rev. Relativity 22, 3 (2019).
  22. K. Lanczos, On a stationary cosmology in the sense of Einstein’s theory of gravitation, Gen. Relativ. Gravit. 29, 363 (1997).
  23. W. J. van Stockum, The gravitational feild of a distribution of particles rotating about an axis of symmetry, Proc. R. Soc. Edinburgh, Sect. B:Biol. Sci. 57, 135 (1937).
  24. K. Gödel, An example of a new type of cosmological solutions of Einstein’s field equations of gravitation, Rev. Mod. Phys. 21, 447 (1949).
  25. F. J. Tipler, Rotating cylinders and the possibility of global causality violation, Phys. Rev. D 9, 2203 (1974).
  26. F. S. N. Lobo, Closed timelike curves and causality violation, Classical and Quantum Gravity Theory, Analysis and Applications (Nova Science Publishers, 2008), Chap. 6; arXiv:1008.1127.
  27. S. W. Hawking, Chronology protection conjecture, Phys. Rev. D 46, 603 (1992).
  28. M. Visser, The quantum physics of chronology protection, in Workshop on Conference on the Future of Theoretical Physics and Cosmology in Honor of Steven Hawking’s 60th Birthday (2002), pp. 161–176, arXiv:gr-qc/0204022.
  29. D. Lovelock, The Einstein tensor and its generalizations, J. Math. Phys. (N.Y.) 12, 498 (1971).
  30. D. Lovelock, The four-dimensionality of space and the Einstein tensor, J. Math. Phys. (N. Y.) 13, 874 (1972).
  31. G. W. Horndeski, Second-order scalar-tensor field equations in a four-dimensional space, Int. J. Theor. Phys. 10, 363 (1974).
  32. T. Kobayashi, Horndeski theory and beyond: A review, Rep. Prog. Phys. 82, 086901 (2019).
  33. C. Armendariz-Picon, V. F. Mukhanov, and P. J. Steinhardt, Essentials of k essence, Phys. Rev. D 63, 103510 (2001).
  34. S. Liberati, S. Sonego, and M. Visser, Faster than c signals, special relativity, and causality, Ann. Phys. (Amsterdam) (N. Y.) 298, 167 (2002).
  35. E. Babichev, V. Mukhanov, and A. Vikman, k-Essence, superluminal propagation, causality and emergent geometry, J. High Energy Phys. 02 (2008) 101.
  36. V. Cardoso, E. Franzin, and P. Pani, Is the gravitational-wave ringdown a probe of the event horizon?, Phys. Rev. Lett. 116, 171101 (2016).
  37. V. Cardoso, S. Hopper, C. F. B. Macedo, C. Palenzuela, and P. Pani, Gravitational-wave signatures of exotic compact objects and of quantum corrections at the horizon scale, Phys. Rev. D 94, 084031 (2016).
  38. Z. Mark, A. Zimmerman, S. M. Du, and Y. Chen, A recipe for echoes from exotic compact objects, Phys. Rev. D 96, 084002 (2017).
  39. V. Cardoso and P. Pani, Testing the nature of dark compact objects: A status report, Living Rev. Relativity 22, 4 (2019).
  40. C. de Rham, A. J. Tolley, and J. Zhang, Causality constraints on gravitational effective field theories, Phys. Rev. Lett. 128, 131102 (2022).
  41. C. Y. R. Chen, C. de Rham, A. Margalit, and A. J. Tolley, A cautionary case of casual causality, J. High Energy Phys. 03 (2022) 025.
  42. W. H. Press and S. A. Teukolsky, Floating orbits, superradiant scattering and the black-hole bomb, Nature (London) 238, 211 (1972).
  43. E. Maggio, V. Cardoso, S. R. Dolan, and P. Pani, Ergoregion instability of exotic compact objects: Electromagnetic and gravitational perturbations and the role of absorption, Phys. Rev. D 99, 064007 (2019).
  44. D. Wu, X.-L. Zhang, Q.-G. Huang, and J. Ren, Model-independent search of gravitational wave echoes in LVK data, Phys. Rev. D 113, 124023 (2026).
  45. A. G. Abac et al. (LIGO Scientific, Virgo, and KAGRA Collaborations), GWTC-4.0: Updating the gravitational-wave transient catalog with observations from the first part of the fourth LIGO-Virgo-KAGRA observing run, Astrophys. J. Lett. 1004, L22 (2026).
  46. J. Abedi, H. Dykaar, and N. Afshordi, Echoes from the abyss: Tentative evidence for planck-scale structure at black hole horizons, Phys. Rev. D 96, 082004 (2017).
  47. R. S. Conklin, B. Holdom, and J. Ren, Gravitational wave echoes through new windows, Phys. Rev. D 98, 044021 (2018).
  48. D. Wu et al., Topological classes of thermodynamics of the four-dimensional static accelerating black holes, Phys. Rev. D 108, 084041 (2023).
  49. F. Bombacigno, and G. Montani, Implications of the Holst term in a f(R) theory with torsion, Phys. Rev. D 99, 064016 (2019).
  50. E. Maggio, N. Oshita, and P. Pani, Testing near-horizon quantum structures via gravitational-wave propagation, Phys. Rev. D 101, 064030 (2020).

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation