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Surface electronic structure of GaAs(001)-(2×4): Angle-resolved photoemission and tight-binding calculations

P. K. Larsen

J. F. van der Veen

A. Mazur and J. Pollmann

J. H. Neave and B. A. Joyce

  • Philips Research Laboratories, 5600 MD Eindhoven, The Netherlands

  • FOM—Institute for Atomic and Molecular Physics, Kruislaan 407, 1098 SJ Amsterdam, The Netherlands

  • University of Dortmund, D-4600 Dortmund 50, West Germany

  • Philips Research Laboratories, Redhill, Surrey RH1 5HA, England

Phys. Rev. B 26, 3222 – Published 15 September, 1982

DOI: https://doi.org/10.1103/PhysRevB.26.3222

Abstract

We have carried out an experimental and theoretical study of the surface-energy-band structure of the As-stable GaAs(001)-(2×4) reconstruction. Angle-resolved photoemission measurements with the use of synchrotron radiation at LURE, Orsay, have been performed on surfaces which were grown in situ by molecular beam epitaxy. Measurements made at high-symmetry points and along symmetry lines of the surface Brillouin zone show weakly dispersing dangling-bond-like surface states in the energy range between - 1.6 eV and the top of the valence band, and a nearly dispersionless state near - 3 eV. To clarify the origin of these states, we have applied the scattering theoretical method on the basis of an empirical tight-binding description of the GaAs bulk crystal to the ideal (1×1) As-terminated surface and to a (2×1) asymmetric As-As dimer model. The principal effect of the reconstruction is the introduction of a new dimer-related state at - 3.5 eV. In addition in the energy range near the top of the projected bulk bands, dangling-bond states with a significant in-plane component are found. Although we do not observe a direct one-to-one correspondence between experiment and theory, the essential features of an asymmetric As-As dimer are established.

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